-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RGEhCp67jPEhRRjFeM6n6tdrSxATgt7Qpl+6DCknMQ7Qoi5AKHOe39FGxIE+SDwu SGl1e6AMQPww0It6qYEU6A== 0000912057-02-039956.txt : 20021028 0000912057-02-039956.hdr.sgml : 20021028 20021028172415 ACCESSION NUMBER: 0000912057-02-039956 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20021028 GROUP MEMBERS: CITADEL EDISON FUND L.P. GROUP MEMBERS: CITADEL EDISON FUND LTD. GROUP MEMBERS: CITADEL EDISON INVESTMENTS LTD. GROUP MEMBERS: CITADEL EQUITY FUND LTD. GROUP MEMBERS: CITADEL EQUITY OPPORTUNITY FUND L.P. GROUP MEMBERS: CITADEL EQUITY OPPORTUNITY FUND LTD. GROUP MEMBERS: CITADEL EQUITY OPPORTUNITY INVESTMENTS LTD. GROUP MEMBERS: CITADEL INVESTMENT GROUP, L.L.C. GROUP MEMBERS: GLB PARTNERS, L.P. GROUP MEMBERS: JACKSON INVESTMENT FUND LTD. GROUP MEMBERS: KENNETH GRIFFIN GROUP MEMBERS: KENSINGTON GLOBAL STATEGIES FUND, LTD. GROUP MEMBERS: WELLINGTON PARTNERS LIMITED PARTNERSHIP FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITADEL L P CENTRAL INDEX KEY: 0001027745 IRS NUMBER: 364111741 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 WEST WASHINGTON 9TH FLOOR STREET 2: 312-696-2121 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126962100 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMULEX CORP /DE/ CENTRAL INDEX KEY: 0000350917 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 510300558 STATE OF INCORPORATION: DE FISCAL YEAR END: 0627 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-34050 FILM NUMBER: 02800465 BUSINESS ADDRESS: STREET 1: 3535 HARBOR BLVD CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 7146625600 MAIL ADDRESS: STREET 1: 3535 HARBOR BOULEVARD CITY: COSTA MESA STATE: CA ZIP: 92626 SC 13G 1 a2091978zsc13g.htm SC 13G
    UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)
Information Statement Pursuant to Rules 13d-1 and 13d-2
Under the Securities Exchange Act of 1934
(Amendment No.      )*
   

Emulex Corporation

(Name of Issuer)

Common Stock

(Title of Class of Securities)

 

 

292475209

 

 
   
(CUSIP Number)
   

October 17, 2002

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

        o      Rule 13d-1(b)

        ý      Rule 13d-1(c)

        o      Rule 13d-1(d)

        *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

        The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S. or I.R.S. Identification No. of above person

 

 

Citadel Limited Partnership

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Illinois limited partnership U.S.A.

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

PN; HC

 

 

 

 

Page 2 of 23


CUSIP No.              292475209          

             

(1)   Name of Reporting Person
S.S. or I.R.S. Identification No. of above person

 

 

GLB Partners, L.P.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Delaware limited partnership, U.S.A.

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

PN; HC

 

 

 

 

Page 3 of 23


CUSIP No.              292475209          

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Investment Group, L.L.C.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Delaware limited liability company U.S.A.

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

OO; HC

 

 

 

 

Page 4 of 23


CUSIP No.              292475209          

             

(1)   Name of Reporting Person
S.S. or I.R.S. Identification No. of above person

 

 

Kenneth Griffin

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

U.S. Citizen
U.S.A.

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

IN; HC

 

 

 

 

Page 5 of 23


CUSIP No.              292475209          

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Wellington Partners Limited Partnership

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Illinois limited partnership U.S.A.

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

PN; HC

 

 

 

 

Page 6 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Equity Fund Ltd.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Bermuda company

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

CO

 

 

 

 

Page 7 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Kensington Global Strategies Fund, Ltd.

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Bermuda company

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

CO; HC

 

 

 

 

Page 8 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Jackson Investment Fund Ltd.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Cayman Islands company

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

CO

 

 

 

 

Page 9 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Edison Fund L.P.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

a Delaware limited partnership

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

PN; HC

 

 

 

 

Page 10 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Edison Fund Ltd.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Cayman Islands company

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

CO; HC

 

 

 

 

Page 11 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Edison Investments Ltd.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Cayman Islands company

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

CO

 

 

 

 

Page 12 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Equity Opportunity Fund L.P.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

a Delaware limited partnership

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

PN; HC

 

 

 

 

Page 13 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Equity Opportunity Fund Ltd.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Cayman Islands company

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

CO; HC

 

 

 

 

Page 14 of 23


CUSIP No.            292475209        

             

(1)   Name of Reporting Person
S.S or I.R.S. Identification No. of above person

 

 

Citadel Equity Opportunity Investments Ltd.

 

 

 

 

(2)   Check the Appropriate Box if a Member   (a)   ý
    of a Group*   (b)   o

 

 

 

 

 

 

 

(3)   SEC Use Only

 

 

 

 

 

 

 

(4)   Citizenship or Place of Organization

 

 

Cayman Islands company

 

 

 

 

Number of Shares Beneficially Owned by Each Reporting Person With   (5)   Sole Voting Power

 

 

 

 

 

 

0
       
        (6)   Shared Voting Power

 

 

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)

 

 

 

 

 

 

3,020,582 shares of Common Stock
       
        (7)   Sole Dispositive Power

 

 

 

 

 

 

0
       
        (8)   Shared Dispositive Power

 

 

 

 

 

 

See Row 6 above.

(9)   Aggregate Amount Beneficially Owned by Each Reporting Person

 

 

See Row 6 above.

 

 

 

 

(10)   Check if the Aggregate Amount in Row (9) Excludes Certain Shares*    o

 

 

 

 

 

 

 

(11)   Percent of Class Represented by Amount in Row (9)

 

 

Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in Row 6 above.)

(12)   Type of Reporting Person*

 

 

CO

 

 

 

 

Page 15 of 23


CUSIP No.            292475209        

Item 1.

(a)   Name of Issuer:

 

 

EMULEX CORPORATION
   
(b)   Address of Issuer's Principal Executive Offices:

 

 

3535 Harbor Boulevard
Costa Mesa, California 92626
   

Item 2.

(a)   Name of Person Filing    

 

 

 

 

 
   
   
(b)   Address of Principal Business Office    

 

 

 

 

 
   
   
(c)   Citizenship    

 

 

 

 

Citadel Limited Partnership
225 W. Washington
9th Floor
Chicago, Illinois 60606
Illinois limited partnership

 

 

 

 

GLB Partners, L.P.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Delaware limited partnership

 

 

 

 

Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Delaware limited liability company

 

 

 

 

Kenneth Griffin
225 W. Washington
9th Floor
Chicago, Illinois 60606
U.S. Citizen

Page 16 of 23


CUSIP No.            292475209        

 

 

 

 

Wellington Partners Limited Partnership
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Illinois limited partnership

 

 

 

 

Citadel Equity Fund Ltd.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Bermuda company

 

 

 

 

Kensington Global Strategies Fund, Ltd.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Bermuda company

 

 

 

 

Jackson Investment Fund Ltd.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Cayman Islands company

 

 

 

 

Citadel Edison Fund L.P.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Delaware limited partnership

Page 17 of 23


CUSIP No.            292475209        

 

 

 

 

Citadel Edison Fund Ltd.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Cayman Islands company

 

 

 

 

Citadel Edison Investments Ltd.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Cayman Islands company

 

 

 

 

Citadel Equity Opportunity Fund L.P.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Delaware limited partnership

 

 

 

 

Citadel Equity Opportunity Fund Ltd.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Cayman Islands company

 

 

 

 

Citadel Equity Opportunity Investments Ltd.
c/o Citadel Investment Group, L.L.C.
225 W. Washington
9th Floor
Chicago, Illinois 60606
Cayman Islands company
   
   
(d)   Title of Class of Securities:    

 

 

Common Stock, par value $0.10 per share

 

 
   
   
(e)   CUSIP Number:    

 

 

292475209

 

 
   
   

Page 18 of 23


CUSIP No.            292475209        

Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:

(a)

 

o

 

Broker or dealer registered under Section 15 of the Exchange Act;

(b)

 

o

 

Bank as defined in Section 3(a)(6) of the Exchange Act;

(c)

 

o

 

Insurance company as defined in Section 3(a)(19) of the Exchange Act;

(d)

 

o

 

Investment company registered under Section 8 of the Investment Company Act;

(e)

 

o

 

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

(f)

 

o

 

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

(g)

 

o

 

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

(h)

 

o

 

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

(i)

 

o

 

A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

(j)

 

o

 

Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1(c), check this box.    ý

Item 4. Ownership

CITADEL LIMITED PARTNERSHIP
GLB PARTNERS, L.P.
CITADEL INVESTMENT GROUP, L.L.C.
KENNETH GRIFFIN
WELLINGTON PARTNERS LIMITED PARTNERSHIP
CITADEL EQUITY FUND LTD.
KENSINGTON GLOBAL STRATEGIES FUND, LTD.
JACKSON INVESTMENT FUND LTD.
CITADEL EDISON FUND L.P.
CITADEL EDISON FUND LTD.
CITADEL EDISON INVESTMENTS LTD.
CITADEL EQUITY OPPORTUNITY FUND LTD.
CITADEL EQUITY OPPORTUNITY FUND L.P.
CITADEL EQUITY OPPORTUNITY INVESTMENTS LTD.

(a)   Amount beneficially owned:

 

 

 

 

$45,000,000 in principal amount of 1.75% Convertible Subordinated Notes Due February 1, 2007 (convertible into 835,809 shares of Common Stock)
 
3,020,582 shares of Common Stock
       
(b)   Percent of class:

 

 

 

 

 
        Approximately 4.7% as of the date of this filing. (Based on 81,931,519 shares of Common Stock issued and outstanding as of October 9, 2002, plus the shares of Common Stock issuable upon the conversion of the Convertible Notes referred to in item (a) above.)(1)
       

Page 19 of 23


CUSIP No.            292475209        

 

 

 

 

 
(c)   Number of shares as to which the person has:
         
    (i)   sole power to vote or to direct the vote:

 

 

 

 

0
       
    (ii)   shared power to vote or to direct the vote:

 

 

 

 

 
        See item (a) above.
       
    (iii)   sole power to dispose or to direct the disposition of:

 

 

 

 

0
       
    (iv)   shared power to dispose or to direct the disposition of:

 

 

 

 

See item (a) above.
       
(1)
The obligation to file this schedule 13G arose on October 17, 2002. The Reporting Persons have subsequently reduced their beneficial ownership to the currently reported percentage. At no time since October 17, 2002 have the Reporting Persons been the beneficial owners of greater than 10% of the Company's outstanding Common Stock as determined in accordance with Rule 13d of the Securities Exchange Act of 1934.

Item 5. Ownership of Five Percent or Less of a Class:

Not Applicable.

Item 6. Ownership of More than Five Percent on Behalf of Another Person:

Not Applicable.

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
  See Item 2 above.

Item 8. Identification and Classification of Members of the Group:

Not Applicable.

Item 9. Notice of Dissolution of Group:

Not Applicable.

Item 10. Certification:

        By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

Page 20 of 23


CUSIP No.            292475209        

        After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

Dated this 28th day of October, 2002   /s/ Kenneth Griffin
Kenneth Griffin
CITADEL LIMITED PARTNERSHIP   CITADEL INVESTMENT GROUP, L.L.C.

By:

GLB Partners, L.P.,
its General Partner

 

By:

/s/ Kenneth Griffin

        Kenneth Griffin, President

By:

Citadel Investment Group, L.L.C.,

 

 

 
  its General Partner   CITADEL EQUITY FUND LTD.

By:

/s/ Kenneth Griffin


 

By:

Citadel Limited Partnership,
  Kenneth Griffin, President     its Trading Manager

GLB PARTNERS, L.P.

 

By:

GLB Partners, L.P.,
        its General Partner
By: Citadel Investment Group, L.L.C.,      
  its General Partner   By: Citadel Investment Group, L.L.C.,
        its General Partner
By: /s/ Kenneth Griffin
     
  Kenneth Griffin, President   By: /s/ Kenneth Griffin
        Kenneth Griffin, President

KENSINGTON GLOBAL STRATEGIES FUND, LTD.

 

CITADEL EDISON INVESTMENTS LTD.

By:

Citadel Limited Partnership,

 

By:

Citadel Limited Partnership,
  its Trading Manager     its Trading Manager

By:

GLB Partners, L.P.,

 

By:

GLB Partners, L.P.,
  its General Partner     its General Partner

By:

Citadel Investment Group, L.L.C.,

 

By:

Citadel Investment Group, L.L.C.,
  its General Partner     its General Partner

By:

/s/ Kenneth Griffin


 

By:

/s/ Kenneth Griffin

  Kenneth Griffin, President     Kenneth Griffin, President

Page 21 of 23


CUSIP No.            292475209        

JACKSON INVESTMENT FUND LTD.

 

CITADEL EDISON FUND LTD.

By:

Citadel Limited Partnership,

 

By:

Citadel Limited Partnership,
  its Trading Manager     its Trading Manager

By:

GLB Partners, L.P.,

 

By:

GLB Partners, L.P.,
  its General Partner     its General Partner

By:

Citadel Investment Group, L.L.C.,

 

By:

Citadel Investment Group, L.L.C.,
  its General Partner     its General Partner

By:

/s/ Kenneth Griffin


 

By:

/s/ Kenneth Griffin

  Kenneth Griffin, President     Kenneth Griffin, President

WELLINGTON PARTNERS LIMITED PARTNERSHIP

 

 

 

By:

Citadel Limited Partnership,

 

 

 
  its General Partner      

By:

GLB Partners, L.P.,

 

 

 
  its General Partner      

By:

Citadel Investment Group, L.L.C.,

 

 

 
  its General Partner      

By:

/s/ Kenneth Griffin


 

 

 
  Kenneth Griffin, President      

CITADEL EDISON FUND L.P.

 

CITADEL EQUITY OPPORTUNITY FUND LTD.

By:

Citadel Limited Partnership,

 

By:

Citadel Limited Partnership,
  its General Partner     its Trading Manager

By:

GLB Partners, L.P.,

 

By:

GLB Partners, L.P.,
  its General Partner     its General Partner

By:

Citadel Investment Group, L.L.C.,

 

By:

Citadel Investment Group, L.L.C.,
  its General Partner     its General Partner

By:

/s/ Kenneth Griffin


 

By:

/s/ Kenneth Griffin

  Kenneth Griffin, President     Kenneth Griffin, President

 

 

 

 

 

Page 22 of 23


CUSIP No.            292475209        

CITADEL EQUITY OPPORTUNITY INVESTMENTS LTD.

 

CITADEL EQUITY OPPORTUNITY FUND L.P.

By:

Citadel Limited Partnership,

 

By:

Citadel Limited Partnership,
  its Trading Manager     its General Partner

By:

GLB Partners, L.P.,

 

By:

GLB Partners, L.P.,
  its General Partner     its General Partner

By:

Citadel Investment Group, L.L.C.,

 

By:

Citadel Investment Group, L.L.C.,
  its General Partner     its General Partner

By:

/s/ Kenneth Griffin


 

By:

/s/ Kenneth Griffin

  Kenneth Griffin, President     Kenneth Griffin, President

Page 23 of 23



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